Skip to content

Financial & Business Integrity

5Mins has everything you need to learn fast and effectively whilst having fun with your teammates.

Explore our Financial & Business Integrity Courses

Anti-Corruption and Anti-Bribery

Dive into the critical aspects of anti-corruption and anti-bribery compliance, covering definitions, global laws, and prevention strategies. This CPD-certified comprehensive micro-course includes lessons on identifying warning signs and implementing measures to uphold integrity and legal standards worldwide.

Anti Money Laundering and Terrorist Financing

Explore the essentials of combating money laundering and terrorist financing with this CPD-certified micro-course. Learn to identify, assess, and manage risks associated with illegal financial activities, covering key legislation, detection techniques, and preventive measures to safeguard your organisation.

Fraud Prevention

Protect your firm and customers from fraud with this CPD-certified course for regulated firms. Learn about different types of fraud affecting financial services, from payment fraud to insider threats. Understand your role in spotting warning signs, reporting suspicious activity, and following key controls.

Gifts & Hospitality

This comprehensive CPD-certified course focuses on the critical area of Gifts & Hospitality in the workplace. Navigate the complexities of offering and receiving gifts, understanding regulatory requirements and company policies. The course covers how to identify inappropriate gifts, manage hospitality ethically, and avoid potential conflicts of interest.

Market Abuse

Gain essential knowledge on market abuse for financial services professionals. Learn about different types of market abuse, warning signs, and your responsibilities around personal account dealing. Understand FCA reporting obligations and the serious consequences of non-compliance. This CPD-certified course covers key controls, prevention measures, and enforcement actions to protect yourself, your firm, and market integrity.

Anti-tax Evasion

Get equipped with essential knowledge to navigate complex UK tax regulations confidently. Learn to distinguish between legal avoidance and illegal evasion, understand key legislation including the Criminal Finances Act 2017, and implement robust prevention procedures

FCA Code of Conduct

Dive into the Financial Conduct Authority (FCA) Code of Conduct with this CPD-certified course for financial services professionals. Master the FCA regulations, including Individual and Senior Manager Conduct Rules. Explore the critical importance of compliance, understand the consequences of non-adherence, and develop strategies for ongoing compliance.

FCA Senior Managers & Certification Regime

Master the regulatory framework for senior managers that drives financial services accountability. This SM&CR training explores the Senior Managers Regime, Certification Regime, and Conduct Rules. You'll understand approval processes, fit and proper assessments, personal accountability requirements, and practical strategies to embed strong governance culture while ensuring full regulatory compliance.

Foreign Corrupt Practices Act

Navigate the complexities of anti-corruption compliance under the FCPA. Learn to identify red flags, implement effective prevention strategies, and understand enforcement risks. Master practical approaches to preventing bribery, maintaining accurate records, and developing robust compliance programs across international operations.

Insider Dealing

Delve into the topic of insider dealing in financial services, from identifying inside information to understanding legal consequences. This CPD-certified course covers types of insider dealing, regulatory requirements, and prevention strategies. Essential training for anyone working in FCA-regulated firms to protect themselves and their organisation from insider dealing risks.

 

Introduction to Financial Regulation

This course delves into UK's financial regulatory framework, covering the roles of the FCA and PRA. Learn about regulatory cycles, the Principles for Businesses, customer categorisation, the new Consumer Duty, and the Senior Managers and Certification Regime. Gain a solid foundation to navigate compliance requirements in the UK financial services industry.

 

Know Your Customer

This short course provides essential training on Know Your Customer (KYC) compliance under UK regulations. Learn to identify customers, verify beneficial ownership, assess risk levels, and conduct ongoing monitoring to prevent financial crime. Understand your legal obligations and how to protect yourself and your organisation from regulatory penalties.

 

Treating Customers Fairly

This course explores the FCA's Treating Customers Fairly initiative, equipping financial services professionals with essential knowledge to embed fair treatment principles in daily operations. Learn how TCF connects to regulatory frameworks, understand the six consumer outcomes, identify warning signs of non-compliance, and distinguish between good and bad practices to deliver positive customer experiences.

CONC - Consumer Credit Regulations

This UK financial compliance course covers CONC (the Consumer Credit Sourcebook) regulations essential for consumer credit firms. Learn conduct standards, financial promotions rules, pre-contractual requirements, and responsible lending practices to ensure FCA compliance and avoid regulatory sanctions.

 

Risk Management

Master the essentials of risk management with this practical course. Learn how to identify, assess, and respond to risk across operations, strategy, and compliance. Discover frameworks like MoR, meet regulatory expectations, and build a risk-aware culture across all levels of your organisation.