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FCA Training & Competence training

Five microlessons on the FCA Training and Competence regime: how competence is defined, assessed and maintained, with supervision, CPD and record-keeping, situational tests and a certificate of completion.

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FCA Training & Competence (UK) course preview
5Short, TikTok-style microlessonsIn the browser or the iOS and Android apps

Compliance teams that chose 5Mins

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Collingwood nsave ICAB Delamode LOQBOX Kennedys GSK Student Cribs Millennium Hotels Paris Baguette
  • 2Assessments
  • 5Microlessons
  • IncludedCertificate of completion
About this course

What the FCA Training & Competence course covers

This course covers the FCA's Training and Competence (T&C) regime in five microlessons. It explains how competence is defined, assessed and maintained, including CPD, supervision, qualification requirements and record-keeping, so firms and individuals can meet their regulatory standards.

Learning outcomes

What your people will be able to do

  • Explain the FCA Training and Competence framework, its scope and record-keeping duties
  • Design a proportionate T&C framework for your firm's size, risks and activities
  • Assess and evidence ongoing competence using observations, tests and performance data
  • Manage qualification timelines, exemptions, reassessments and CPD for regulated roles
  • Supervise and develop staff through structured supervision, activity limits and coaching
  • Report and escalate competence issues and keep T&C records ready for audit
Course contents

5 microlessons

Each microlesson is a short, TikTok-style video lesson, with knowledge checks along the way.

1Introduction to Training and Competence (T&C)
2How Firms Implement the T&C Regime
3Assessing and Attaining Competence
4Maintaining Competence and Professional Standards
5Supervision, Reporting and Record-Keeping

  1. Introduction to Training and Competence (T&C): The FCA's T&C regime, its scope and its record-keeping duties.
  2. How Firms Implement the T&C Regime: Building a proportionate T&C framework for your firm's size and risks.
  3. Assessing and Attaining Competence: How competence is assessed and evidenced, and qualification timelines.
  4. Maintaining Competence and Professional Standards: Keeping competence up to date, including CPD and reassessment.
  5. Supervision, Reporting and Record-Keeping: Supervising staff, escalating competence issues and keeping records for audit.
A 5Mins certificate of completion for FCA Training & Competence (UK), lying on a desk next to a laptop
Certificate

A certificate for every learner who completes it

Learners finish every microlesson and complete the assessments. 5Mins then issues a certificate of completion for FCA Training & Competence (UK).

  • Certificates and e-signatures stored against each learner
  • Audit-ready records, ready whenever an auditor asks
  • Completion shows on the Compliance Dashboard in real time
Audience and regulation

Who it's for and the law it covers

Who it's for

  • Advisers and other staff in roles covered by the T&C regime
  • Supervisors and T&C supervisors
  • Compliance and L&D teams who run the firm's T&C scheme

Laws covered

  • FCA Training and Competence sourcebook (TC). Sets out how firms must make sure staff are competent, including for activities that need an appropriate qualification.
  • FCA SYSC competence requirements. Firms must employ staff with the skills, knowledge and expertise their roles need.
How it runs in 5Mins

Assign it once, then let 5Mins do the chasing

Every course in the 5Mins library runs on the same zero-admin engine.

  • EnrollAuto-enroll

    Enroll people automatically from your HR system, with 100+ HRIS platforms supported.

  • RemindReminders

    Nudges by email, Slack, Microsoft Teams and push until the course is done.

  • RepeatRecurrence

    Set the course to repeat, for example every 12 months, and 5Mins re-enrolls people for you.

  • CertifyCertificates

    Certificates and e-signatures are issued and stored for every completion.

  • ProveAudit-ready records

    See who is complete, at risk or overdue on the Compliance Dashboard, and prove it any time.

Customer stories

Compliance teams that swapped chasing for results

Compliance, HR and L&D leaders on what changed when they moved their training to 5Mins. Pick a team to see what changed.

ComplianceCompliance Training Insurance, 205 colleagues 100%

compliance completion and pass rate since go-live

  • ~1 day saved on each compliance course (HR estimate)
  • Automated reminders and reporting

Since go-live, our compliance completion and pass rates are 100%, and it's the quickest we've ever got there. Automated reminders and reporting save us about a day per course.

Laura ChappellLaura ChappellHR Director, Collingwood
Read the Collingwood story
ComplianceCompliance Training Insurance and emergency accommodation 87%

less session time, from 2.5-3 hour sessions to modules of 25 minutes at most

  • 12 monthly sessions a year, up from 3-4
  • 95% content creation time saved

Our compliance sessions used to be two and a half to three hours in a room, and we could fit in three or four a year. Now we cover one topic a month, and I can see exactly what people are retaining.

Lucy WybornLucy WybornDirector of Learning and Development, ICAB
Read the ICAB story
ComplianceCompliance Training Legal services 80%

completion on mandatory training, up from 20%

  • Mobile microlessons finished between calls
  • Manager view of each team's progress

We were sitting at 20% completion on our mandatory training. We're now at 80%. People finish short lessons between calls, on mobile, and managers can see where their teams are, so chasing completion is no longer a one-person job.

Jamie WaltonJamie WaltonGroup Learning and Development Officer, Winn Solicitors
See more customer stories
ComplianceCompliance Training Fintech and digital banking On demand

training log showing who did what, when, and the pass rate

  • Any device phone or laptop, at their own pace
  • Rolling refreshers through the year

When I engage with the FCA, I can show that every team has had training tailored to their role, that it's up to date, and that it runs throughout the year, with a full log of who's done what.

Abdul GofurAbdul GofurHead of Compliance & Anti-Financial Crime, nsave
Read the nsave story
★ Free sample lesson

See 5Mins in action with a free sample lesson

Interested in FCA Training & Competence training? Request a free sample lesson, book a short demo with our team, and we'll share your sample lessons after the call.

  • Real microlessons from our library
  • A short demo with our team
  • No card needed

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Free course catalogues

Take the catalogues with you

Free PDF catalogues to share with your compliance lead, your managers or your board.

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Financial services

Global Financial Compliance Catalogue

Specialized compliance training for financial services teams working across borders, covering AML, risk management, customer due diligence and international regulations.

UK Compliance Catalogue cover
UK compliance

UK Compliance Catalogue

Built for UK organizations, covering GDPR, RIDDOR, Martyn's Law, employment law and the regulations your team needs day to day.

Global Compliance Catalogue cover
Compliance

Global Compliance Catalogue

Stay compliant across every market you operate in, with regulatory training covering GDPR, data protection, workplace safety and more.

Browse all course catalogues

Your questions answered

Questions about FCA Training & Competence training

How long is the FCA Training & Competence course?

It's made up of 5 microlessons, each under 5 minutes. Learners can finish it in one sitting or spread it over a few days, and 5Mins sends reminders until it is done.

Is there a certificate?

Yes. Learners get a certificate of completion once they finish every microlesson and complete both situational tests. The record is stored in 5Mins for audits.

What is the FCA Training and Competence regime?

The FCA rules on making sure staff are competent for their roles. They cover assessing competence, supervision, maintaining competence and keeping records.

Who should take this course?

Staff in roles covered by the T&C regime, their supervisors, and the compliance and L&D teams who run it.

Can 5Mins help us keep T&C records?

Yes. Completions, scores and certificates are stored in each learner's record in 5Mins, so you can show training history when you need it.

Can I try the course first?

Yes. Request a free sample lesson and book a short demo with our team. After your demo, we'll share sample lessons with you so you can see the format for yourself.

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