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Financial services
Global Financial Compliance Catalogue
Specialized compliance training for financial services teams working across borders, covering AML, risk management, customer due diligence and international regulations.
CapabilitiesManage, engage, create, grow and prove
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AI StudioTurn any document into training
Skills-based trainingMap skills, track competency and close gaps
Reporting & InsightsAudit-ready proof of completion and skill
- AI-powered learning experienceDaily Picks, Hugo and AI across 5Mins
- TikTok-style feedMicrolessons people finish
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- Native mobile appiOS and Android, with frontline login
- AutomationsEnroll and remind people automatically
Platform overview
One platform. Five capabilities. One AI intelligence layer.
From compliance to leadership training
Compliance TrainingNever miss a regulation
Leadership & Soft SkillsTurn high performers into multipliers
Onboarding & Role-based TrainingAccelerate team ramp-up
AI & Gen AI TrainingFuture-proof your workforce with AI skills
Health & Safety TrainingTurn near misses into safer habits
Sales & CS EnablementTraining that drives revenue
Solutions overview
Training for every team, finished in 5 minutes a day.
By categoryPick a training topic
ComplianceNever miss a regulation
Leadership DevelopmentTurn high performers into confident managers
Soft SkillsBuild everyday people skills
AI & Gen AIFuture-proof your workforce with AI skills
Health & SafetyTurn near misses into safer habits
WellbeingHelp people look after themselves and each other
Sales & CS EnablementTraining that drives revenue
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Course collection
View all 5,000+ micro coursesCourse catalogues
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Built by 200+ expert instructors
Course collection
4.6
4.7
Investment and markets micro courses
Accredited micro courses for asset managers, wealth firms and trading teams, from market abuse and insider dealing to COBS, MiFID II, financial promotions and appointed representatives.
4.64.7
Investment & Markets
Accredited coursesTrusted by asset managers and investment teams
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Browse every micro course
The full investment and markets micro course library
Browse every investment and markets micro course by subject, region and category. Open a course to see what's inside, or get a free sample lesson.
Market abuse and insider dealing
Investment business: COBS and MiFID II
Compliance.webp?width=640&height=320&name=Compliance_Financial%20Services%20%26%20Regulation_COBS%20Client%20Communications%20(UK).webp)
Course pageCOBS Client Communications (UK)8 microlessonsPreview courseCompliance.webp?width=640&height=320&name=Compliance_Financial%20Services%20%26%20Regulation_COBS-%20Client%20Categorisation%20(UK).webp)
Course pageCOBS: Client Categorisation (UK)6 microlessonsPreview courseCompliance.webp?width=640&height=320&name=Compliance_Financial%20Services%20%26%20Regulation_COBS-%20Dealing%20%26%20Managing%20(UK).webp)
Course pageCOBS: Dealing & Managing (UK)6 microlessonsPreview courseCompliance.webp?width=640&height=320&name=Compliance_Financial%20Services%20%26%20Regulation_FCA%20Product%20Governance%20(UK).webp)
Course pageFCA Product Governance (UK)5 microlessonsPreview courseCompliance.webp?width=640&height=320&name=Compliance_Financial%20Services%20%26%20Regulation_Financial%20Promotions%20(UK).webp)
Course pageFinancial Promotions (UK)7 microlessonsPreview courseCompliance.webp?width=640&height=320&name=Compliance_Business%20Integrity%20%26%20Compliance_MiFID%20II%20(EU).webp)
Course pageMiFID II (EU)6 microlessonsPreview course
Course pageCOBS Client Communications (UK)8 microlessonsPreview courseComplianceCourse pageCOBS: Client Categorisation (UK)6 microlessonsPreview courseComplianceCourse pageCOBS: Dealing & Managing (UK)6 microlessonsPreview courseComplianceCourse pageFCA Product Governance (UK)5 microlessonsPreview courseComplianceCourse pageFinancial Promotions (UK)7 microlessonsPreview courseComplianceCourse pageMiFID II (EU)6 microlessonsPreview courseNo micro courses match those filters. Try a different search or clear the filters.
Free course catalogues
Take the financial services catalogues with you
Free PDF catalogues to share with your compliance lead, your managers or your board.
Compliance
Global Compliance Catalogue
Stay compliant across every market you operate in, with regulatory training covering GDPR, data protection, workplace safety and more.
UK compliance
UK Compliance Catalogue
Built for UK organizations, covering GDPR, RIDDOR, Martyn's Law, employment law and the regulations your team needs day to day.
More specialisms
Explore other Financial Services specialisms
Pick another specialism, or browse every financial services micro course.
Financial CrimeAML, KYC, sanctions, fraud and bribery.View micro courses 
SM&CR and ConductConduct Rules, Consumer Duty and ethics.View micro courses 
Fintech, Payments & CryptoSafeguarding, PSD2, PCI DSS, DORA and MiCA.View micro courses 
InsuranceIDD, ICOBS, claims and fair value.View micro courses 
All financial services micro coursesThe full financial services library in one place.Browse the library Your questions answered
Questions about investment and markets micro courses
What investment and markets courses does 5Mins offer?
Courses on market abuse and insider dealing, COBS client communications, client categories and dealing and managing, MiFID II, financial promotions, product governance, appointed representatives, risk appetite and ESG for financial services.
Which regions do the courses cover?
Most courses are written for UK firms under FCA rules, with global versions of market abuse, insider dealing and risk appetite, a global ESG course and an EU course on MiFID II.
Are the courses accredited?
Yes. Our compliance micro courses are accredited, and every learner who completes a course gets a certificate of completion.
How do I prove my teams completed their training?
5Mins gives you certificates, e-signatures and audit-ready records. You can see who finished what and when, which helps when a regulator, auditor or client asks for evidence.
Can I see an investment micro course before we buy?
Yes. Get a free sample lesson: book a short demo, and after the call we will share sample lessons so you can see the format for yourself.
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Course collection5,000+ ready-made micro courses.Explore Financial Services micro coursesEvery financial services micro course in one library.Explore Financial Services trainingHow 5Mins works for financial services teams.Explore Courses by categoryMicro courses for every training need.Explore Course cataloguesFree PDFs to share with your team.Explore Customer success storiesFilms and case studies by industry.Explore
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